Reference

FINRA 2210(a)(5). Communications with the Public.

  • Source: FINRA
  • Type: Regulation
  • Date: Jun. 6, 2016

Summary

FINRA Rule 2210 defines “retail communications” as communications distributed broadly to retail investors.

Text

“Retail communication” means any written (including electronic) communication that is distributed or made available to more than 25 retail investors within any 30 calendar-day period.

Notes

None