Reference

FINRA 2214(b). Requirements for Use of Investment Analysis Tools.

  • Source: FINRA
  • Type: Regulation
  • Date: Jul. 11, 2014
Summary

Definition of “investment analysis tool.”

Text

For purposes of this Rule and any interpretation thereof, an “investment analysis tool” is an interactive technological tool that produces simulations and statistical analyses that present the likelihood of various investment outcomes if certain investments are made or certain investment strategies or styles are undertaken, thereby serving as an additional resource to investors in the evaluation of the potential risks and returns of investment choices.

Notes

None